Assumptions, Statistical Tests, and Non-traditional Authorship Attribution Studies -- Part II

paper
Authorship
  1. 1. Joseph Rudman

    Carnegie Mellon University

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Statistical inferences are based only in part upon the
observations. An equally important base is formed by prior
assumptions about the underlying situation. Even in the
simplist cases, there are explicit or implicit assumptions
about randomness and independence....
Huber
Introduction
Controversy surrounds the methodology used in nontraditional
authorship attribution studies -- those studies
that make use of the computer, stylistics, and the computer.
[Rudman 2003] [Rudman 1998] One major problem is
that many of the most commonly used statistical tests have
assumptions about the input data that do not hold for the
primary data of these attribution studies -- the textual data
itself (e.g. normal distributions, randomness, independence).
“...inappropriate statistical methods....In particular, asymtotic
normality assumptions have been used unjustifi ably, leading
to fl awed results.” [Dunning, p.61] “Assumptions such as the
binomiality of word counts or the independence of several
variables chosen as markers need checking.” [Mosteller and
Wallace]
This paper looks at some of the more frequently used tests
(e.g. chi-square, Burrows Delta) and then at the questions, “Are
there assumptions behind various tests that are not mentioned
in the studies?” and “Does the use of statistical tests whose
assumptions are not met invalidate the results?” Part I of this
paper was presented at the “10th Jubilee Conference of the
International Federation of Classifi cation Societies,” 28 July
2006 in Ljubljana, Slovenia. The idea behind Part I was to get
as much input as possible from a cross-section of statisticians
from around the world. Part II takes the statisticians’ input
and continues looking at the problem of assumptions made
by various statistical tests used in non-traditional attribution
studies.
Because of the complicated intertwining of disciplines in
non-traditional authorship attribution, each phase of the
experimental design should be as accurate and as scientifi cally
rigorous as possible. The systematic errors of each step must
be computed and summed so that the attribution study can
report an overall systematic error -- Mosteller and Wallace
come close to doing this in their “Federalist” study -- and it
seems that no one else tries. It is the systematic error that drives the focus of this paper --
the assumptions behind the statistical tests used in attribution
studies. I am not concerned with assumptions made by
practitioners that are not an integral part of the statistics -
- e.g. Morton, using the cusum technique, assumes that style
markers are constant across genre -- this has been shown
to be false but has nothing to do with the cusum test itself.
[Sanford et al.]
There are many statistical tests along with their many
assumptions that are used in non-traditional attribution studies
- e.g the Efron-Thisted tests are based on the assumption that
things (words) are well mixed in time [Valenza] -- obviously
not true in attribution studies. Because of time constraints,
I want to limit the number of tests discussed to three: the
chi-square, Burrows’ Delta, and the third being more of a
`catagory’ -- machine learning.
This paper looks at each test and attempts to explain why the
assumptions exist -- how they are determined -- how integral
assumptions are to the use of the test.
Chi-Square test
The chi-square test, in all of its manifestations, is ubiquitous
in non-traditional authorship studies. It also is the test that
has recieved the most criticism from other practitioners.
Delcourt lists some of the problems [Delcourt (from Lewis
and Burke)]:
1) Lack of independence among the single events or
measures
2) Small theoretical frequencies
3) Neglect of frequencies of non-occurence
4) Failure to equalize the sum of the observed frequencies
and the sum of the theoretical frequencies
5) Indeterminate theoretical frequencies
6) Incorrect or questionable categorizing
7) Use of non-frequency data
8) Incorrect determination of the number of degrees of
freedom
Does the chi-square test always demand independence and
randomness, and ever a normal distribution? Gravetter and
Wallnau say that although the chi-square test is non-parametric,
“...they make few (if any) assumptions about the population
distribution.” [Gravetter and Wallnau, 583]
The ramifi cations of ignoring these assumptions are
discussed.
Burrows’ Delta
This section discusses the assumptions behind Burrows’
Delta.
The assumptions behind Burrows’ delta are articulated by
Shlomo Argamon:
1) Each indicator word is assumed to be randomly
distributed
2) Each indicator word is assumed to be statistically
independent of every other indicator word’s frequency
The ramifi cations of ignoring these assumptions are
discussed.
Do the assumptions really make a difference in looking at the
results? Burrows’ overall methodology and answers are to be
highly commended.
Machine Learning -- Data Mining
Almost all machine learning statistical techniques assume
independence in the data.
David Hand et al. say, “...of course...the independence
assumption is just that, an assumption, and typically it is far
too strong an assumption for most real world data mining
problems.” [Hand et al., 289]
Malerba et al. state, “Problems caused by the independence
assumption are particularly evident in at least three situations:
learning multiple attributes in attribute-based domains,
learning multiple predicates in inductive logic programming,
and learning classifi cation rules for labeling.”
The ramifi cations of ignoring these assumptions are
discussed.
Conclusion
The question at hand is not, “Does the violation of the
assumptions matter?”, but rather, “How much does the
violation of assumptions matter?” and, “How can we either
correct for this or calculate a systematic error?”
How are we to view attribution studies that violate assumptions,
yet show some success with studies using only known authors?
The works of McNemar, Baayen, and Mosteller and Wallace
are discussed.
The following are answers often given to questions about
assumptions: 1) The statistics are robust
The tests are so robust that the assumptions just do not
matter.
2) They work until they don’t work
You will know when this is and then you can re-think what
to do.
3) Any problems are washed out by statistics
There is so much data that any problems from the violation
of assumptions are negligible.
These answers and some solutions are discussed.
Preliminary References
Argamon, Shlomo. “Interpreting Burrows’ Delta: Geometric
and Probabilistic Foundations.” (To be published in Literary
and Linguistic Computing.) Pre-print courtesy of author, 2006.
Baayen, R. Harald. “The Randomness Assumption in Word
Frequency Statistics.” Research in Humanities Computing
5. Ed. Fiorgio Perissinotto. Oxford: Clarendon Press, 1996,
17-31.
Banks, David. “Questioning Authority.” Classifi cation Society of
North America Newsletter 44 (1996): 1.
Box, George E.P. et al. Statistics for Experimenters: An
Introduction to Design, Data Analysis, and Model Building. New
York: John Wiley and Sons, 1978.
Burrows, John F. “`Delta’: A Measure of Stylistic Difference
and a Guide to Likely Authorship.” Literary and Linguistic
Computing17.3 (2002): 267-287.
Cox, C. Phillip. A Handbook of Introductory Statistical
Methods. New York: John Wiley and Sons, 1987.
Delcourt, Christian. “Stylometry.” Revue Belge de Philologie et
d’histoire 80.3 (2002): 979-1002.
Dunning, T. “Accurate Methods for the Statistics of Suprise
and Coincidence.” Computational Linguistics , 19.1 (1993):
61-74.
Dytham, Calvin. Choosing and Using Statistics: A Biologist’s Guide.
(Second Edition) Malden, MA: Blackwell, 2003.
Gravetter, Fredrick J., and Larry B. Wallnau. Statistics for the
Behavioral Sciences. (5th Edition) Belmont, CA: Wadsworth
Thomson Learning, 2000.
Hand, David, et al. Principles of Data Mining. Cambridge, MA:
The MIT Press, 2001.
Holmes, David I. “Stylometry.” In Encyclopedia of Statistical
Sciences (Update of Volume 3). Eds. Samuel Kotz, Campbell,
and David Banks. New York: John Wiley and Sons, 1999.
Hoover, David L. “Statistical Stylistics and Authorship
Attribution: An Empirical Investigation.” Literary and Linguistic
Computing 16.4 (2001): 421-444.
Huber, Peter J. Robust Statistics. New York: John Wiley and
Sons, 1981.
Khmelev, Dmitri V., and Fiona J. Tweedie. “Using Markov
Chains for Identifi cation of Writers.” Literary and Linguistic
Computing 16.3 (2001): 299-307.
Lewis, D., and C.J. Burke. “The Use and Misuse of the Chisquared
Test.” Psychological Bulletin 46.6 (1949): 433-489.
Malerba, D., et al. “ A Multistrategy Approach to learning
Multiple Dependent Concepts.” In Machine Learning and
Statistics: The Interface. Eds. G. Nakhaeizadeh and C.C. Taylor.
New York: John Wiley and Sons, 87-106.
McNemar, Quinn. Psychological Statistics (3rd Edition). New
York: John Wiley and Sons, 1962.
Mosteller, Fredrick, and David L. Wallace. Applied Bayesian and
Classical Inference: The Case of the “Federalist Papers.” New York:
Springer-Verlag, 1984.
Rudman, Joseph. “Cherry Picking in Non-Traditional
Authorship Attribution Studies.” Chance 16.2 (2003): 26-32.
Rudman, Joseph. “The State of Authorship Attribution
Studies: Some Problems and Solutions.” Computers and the
Humanities 31 (1998): 351-365.
Sanford, Anthony J., et al. “A Critical Examination of
Assumptions Underlying the Cusum Technique of Forensic
Linguistics.” Forensic Linguistics 1.2 (1994): 151-167.
Valenza, Robert J. “Are the Thisted-Efron Authorship Tests
Valid?” Computers and the Humanities 25.1 (1991): 27-46.
Wachal, Robert Stanly. “Linguistic Evidence, Statistical
Inference, and Disputed Authorship.” Ph.D Dissertation,
University of Wisconsin, 1966.
Williams, C.B. “A Note on the Statistical Analysis of Sentence
Length as a Criterion of Literary Style.” Biometrica 31 (1939-
1940): 356-351.

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